Wrice Financial Group LLC is committed to maintaining a transparent, professionally structured, and compliance-focused approach to the financial services we provide.

Our services include managed futures and derivatives-based portfolio management, as well as foreign exchange risk management for businesses and institutions. The regulatory framework applicable to an engagement depends upon the nature of the service being provided.

Wrice Financial Group LLC
Commodity Trading Advisor

CFTC Registration: Registered Commodity Trading Advisor
NFA Membership: NFA Member
NFA ID: 0542742

Wrice Financial Group provides managed futures services involving commodity interests, which may include futures contracts, options on futures, and other permitted derivatives.

Where Wrice Financial Group is granted discretionary trading authority, client accounts remain established in the client’s name with an approved futures commission merchant (“FCM”) or other appropriate financial institution. Wrice Financial Group receives trading authority over the account but does not take physical custody of client assets.

Clients maintain ownership of their accounts and generally receive account statements, confirmations, and account access directly from the financial institution carrying the account.

Wrice Financial Group’s managed futures services are designed for clients seeking professionally managed exposure to futures, options, and related derivatives.

Depending upon the client’s objectives and the applicable trading program, strategies may include:

• Directional futures positioning
• Options strategies
• Hedging and protective options
• Premium-generating strategies
• Diversification across selected futures markets
• Position sizing and portfolio exposure controls
• Drawdown and volatility management

The specific strategy, markets, fees, material risks, and other terms applicable to a managed account will be described in the appropriate client agreements and regulatory disclosure materials.

Website descriptions are provided for general informational purposes and are not a substitute for those documents.

Wrice Financial Group does not require managed futures clients to transfer investment assets directly to Wrice Financial Group for trading.

Client assets remain in separately maintained brokerage accounts held in the client’s name with an approved FCM or other appropriate financial institution.

When authorized by the client, Wrice Financial Group may receive discretionary trading authority permitting the firm to place transactions in the client’s account in accordance with the applicable trading program.

The institution carrying the account remains responsible for applicable custody, trade execution, clearing, account statements, confirmations, and other brokerage functions.

THE RISK OF LOSS IN TRADING COMMODITY INTERESTS CAN BE SUBSTANTIAL.

Futures, options, foreign exchange, and other derivatives involve significant risk and are not suitable for every investor or business.

Leverage can magnify both gains and losses. Depending upon the instruments and strategies employed, losses may exceed the amount initially committed to a position, and additional funds may be required to maintain positions during adverse market conditions.

Options strategies involve additional risks. Option buyers may lose the entire premium paid, while certain option-writing strategies may expose an account to substantial losses.

Hedging strategies are intended to manage specified risks but cannot eliminate all market risk and may reduce or eliminate potential gains that otherwise could have occurred.

There can be no assurance that any trading or hedging strategy will achieve its intended objective.

Prospective clients are encouraged to perform independent due diligence before entering into a financial advisory or managed account relationship.

Registration and background information for firms and individuals participating in the U.S. derivatives industry may be reviewed through the National Futures Association’s BASIC system.

Additional investor education and regulatory information is available from the Commodity Futures Trading Commission and National Futures Association.